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Neuromyelitis optica spectrum disorders: from pathophysiology to therapeutic strategies


Neuromyelitis optica (NMO) is a chronic inflammatory autoimmune disease of the central nervous system (CNS) characterized by acute optic neuritis (ON) and transverse myelitis (TM). NMO is caused by a pathogenic serum IgG antibody against the water channel aquoporin 4 (AQP4) in the majority of patients. AQP4-antibody (AQP4-ab) presence is highly specific, and differentiates NMO from multiple sclerosis. It binds to AQP4 channels on astrocytes, triggering activation of the classical complement cascade, causing granulocyte, eosinophil, and lymphocyte infiltration, culminating in injury first to astrocyte, then oligodendrocytes followed by demyelination and neuronal loss. NMO spectrum disorder (NMOSD) has recently been defined and stratified based on AQP4-ab serology status. Most NMOSD patients experience severe relapses leading to permanent neurologic disability, making suppression of relapse frequency and severity, the primary objective in disease management. The most common treatments used for relapses are steroids and plasma exchange.

Currently, long-term NMOSD relapse prevention includes off-label use of immunosuppressants, particularly rituximab. In the last 2 years however, three pivotal clinical trials have expanded the spectrum of drugs available for NMOSD patients. Phase III studies have shown significant relapse reduction compared to placebo in AQP4-ab-positive patients treated with satralizumab, an interleukin-6 receptor (IL-6R) inhibitor, inebilizumab, an antibody against CD19+ B cells; and eculizumab, an antibody blocking the C5 component of complement. In light of the new evidence on NMOSD pathophysiology and of preliminary results from ongoing trials with new drugs, we present this descriptive review, highlighting promising treatment modalities as well as auspicious preclinical and clinical studies.


Neuromyelitis optica (NMO) is a chronic inflammatory autoimmune disease of the central nervous system (CNS) associated with a characteristic pattern of astrocyte dysfunction and loss, resulting in secondary demyelination and neurodegeneration [1]. Originally known as Devic’s disease, NMO mostly follows a relapsing course, and was long considered a severe variant of multiple sclerosis (MS). For over 100 years, very little was known on the pathogenesis of the disease, and evidence-based treatments were scarce (Fig. 1) [2,3,4,5,6,7,8,9,10,11,12,13].

Fig. 1
figure 1

Timeline and relevant milestones in NMOSD. During the last two decades, significant advances have been made in NMOSD, including: introduction of new diagnostic criteria (gray arrows), identification of biomarkers, better characterization of clinical phenotypes, improved prognosis and new therapeutic approaches (black arrows). AQP4 aquaporin-4, AQP4-ab aquaporin-4-antibodies, IgG immunoglobulin G, IPND International Panel for NMO Diagnosis, MOG myelin-oligodendrocyte glycoprotein, NMO neuromyelitis optica, NMOSD neuromyelitis optica spectrum disorder, TM transverse myelitis

In 2004, discovery of a pathogenic NMO-associated IgG antibody, targeting the water channel membrane protein aquaporin-4 (AQP4), was an important milestone in differentiating NMO from MS [4]. After varying forms of clinical presentation were described for the disease, the term NMO spectrum disorder (NMOSD) was introduced in 2007 [7]. AQP4 is highly concentrated on astrocyte end-feet in the CNS. Although pathogenic AQP4-antibodies (AQP4-ab) are found exclusively in patients with NMO [5], approximately 20–30% of NMOSD patients are seronegative for AQP4-ab. Up to 42% of these AQP4-ab-negative NMOSD patients have IgG antibodies against myelin oligodendrocyte glycoprotein (MOG-ab) [9, 12, 14], increasingly recognized as defining an overlapping clinical syndrome, also meeting a clinical diagnosis of NMOSD [15, 16]. Binding of AQP4-ab to astrocyte AQP4 channels triggers classical complement cascade activation, followed by granulocyte, eosinophil, and lymphocyte infiltration, culminating in injury first to astrocytes, then oligodendrocytes, demyelination, neuronal loss, and neurodegeneration [1].

Most recently, NMOSD was defined and stratified based on AQP4-ab serology status [10]. Additionally, six core clinical characteristics were described, and brain and spinal cord magnetic resonance (MRI) findings suggestive of NMOSD were better defined [10]. Optic neuritis ([ON]; often severe, may be bilateral), transverse myelitis ([TM]; often complete and may be accompanied by paroxysmal tonic spasms, pruritus or pain), and area postrema syndrome ([APS]; intractable hiccups or nausea and vomiting) are the cardinal symptoms of NMOSD, although some patients can also have brain or brainstem involvement (i.e., brainstem syndrome, acute diencephalic syndrome and symptomatic cerebral syndrome), which can manifest with a variety of different symptoms [10]. In AQP4-ab-negative NMOSD patients, the role of MOG-ab still require further clarification [15, 16].

Although NMOSD and MOGAD are two antibody-mediated entities, it is clear that both have different targets [9, 12, 14]. The frequency of MOG-ab and AQP4-ab coexistence was exceptionally reported [9, 15, 16], suggesting that both have different immunopathogenic mechanisms. AQP4-ab-positive NMOSD is characterized by AQP4 loss, dystrophic astrocytes, and absence of cortical demyelination [14,15,16]. By contrast, MOGAD pathology is characterized by the coexistence of perivenous and confluent primary demyelination with partial axonal preservation and reactive gliosis in the white and gray matter, with particular abundance of intracortical demyelinating lesions [14]. This occurs on the background of CD4-dominated T cells and granulocytic inflammatory infiltrates.

Contrary to classical AQP4-ab-positive NMOSD, in MOGAD the expression of AQP4 is preserved [14]. These findings, added to the clinical and radiological differences, clearly demonstrate that AQP4-ab-positive NMOSD and MOGAD are two different entities [14,15,16].

NMOSD is frequently associated with antibody-mediated autoimmune disorders including myasthenia gravis, lupus, Sjogren syndrome, among others [17, 18]. Myasthenia gravis coexists more frequently than expected, with NMOSD usually occurring several years after myasthenia diagnosis [7, 18].

Immunotherapy usually used to treat MS patients, including drugs such as interferon beta, fingolimod, natalizumab, and alemtuzumab, is ineffective in NMOSD patients and may even increase annualized relapse rates (ARR) [17]. Currently, NMOSD treatment is divided into treatment of acute episodes, individual symptom management, and long-term relapse prevention.

Long-term relapse prevention includes treatments based on data from retrospective observations, and prospective observational studies without control groups. The most commonly used treatments include azathioprine (AZA), mycophenolate (MMF), and rituximab [18]. In the last 2 years however, four pivotal randomized clinical trials (RCT) have expanded the spectrum of drugs available for NMOSD patients. Phase 3 studies have shown significant relapse reduction compared to placebo, in patients treated with monoclonal antibodies against the interleukin-6 receptor ([IL-6R]; satralizumab) [19, 20], against CD 19 present on CD19-expressing B cells (inebilizumab) [21], and against the C5 fraction of complement (eculizumab) [13]. This effect was particularly found in AQP4-ab-positive NMOSD patients in all three trials [13, 19, 20].

We therefore present a review on the most relevant findings as well as the auspicious preclinical and clinical study results, in light of additional evidence on molecular mechanisms underlying NMOSD, and ongoing trials of new drugs for treating this condition.

Pathophysiology of neuromyelitis optica spectrum disorders

NMOSD is an AQP4-ab-associated disease

The discovery of selective AQP4-ab binding to AQP4 changed our understanding of NMOSD pathogenesis. What had been considered a primarily demyelinating disease is now categorized as an autoimmune astrocytopathy [1, 5]. AQP4 is a bi-directional, osmosis-driven water channel, found at highest concentration in perivascular and peripheral astrocyte endfeet, as well as in ependymal cell membranes [22]. In humans, AQP4 monomers are expressed in astrocytes in two isoforms: M1-AQP4 and M23-AQP4. Both isoforms have identical extracellular domain residues, but M1-AQP4 has 22 more amino acids at the cytoplasmic N terminus. However, AQP4-ab binding to the ectodomain of astrocytic AQP4 has isoform-specific outcomes. M1-AQP4 is completely internalized, whereas M23-AQP4 resists internalization and is aggregated into larger-order orthogonal arrays of particles (OAPs) [23], a process facilitated by M1-AQP4 deficiency. OAP function under physiological conditions is still unknown. However, alteration in OAP assemblies have been reported in several CNS diseases, and are required for NMO-IgG to recognize conformational AQP4 epitopes [24]. OAPs may also be critical for binding of the complement component C1q, to clustered AQP4-ab [25, 26].

Neuropathological, clinical, and animal studies provide evidence of a role of AQP4-ab, in NMOSD pathogenesis. CNS lesions in NMOSD patients are characterized by IgG, IgM, and complement deposits with a rosette pattern, most prominent around vessels, as well as cellular infiltrates of granulocytes (neutrophils and eosinophils) macrophages/microglia and T cells [27]. One key feature is AQP4 loss on astrocytes. In certain lesions however, other typical astrocytic markers, such as glial fibrillary acidic protein (GFAP) and S-100β, are still detectable, indicating AQP4 loss precedes astrocyte death [27, 28]. Ultimately, preservation or secondary loss of neurons and associated demyelination will depend on disease severity. Demyelination affects both gray and white matter, sometimes with necrosis and cavitation, and thickened, hyalinized vessels [27, 29]. These findings suggest the autoimmune response in NMOSD primarily affects astrocytes and is initiated by autoantibody-mediated loss of AQP4.

Clinical observations also support the hypothesis that AQP4-ab cause NMOSD and are highly specific [7, 25]. They can be detected in sera of most patients [25, 30], and levels of both AQP4-ab and AQP4-ab–producing plasmablasts correlate with disease activity [25, 30,31,32]. In addition, AQP4-ab presence may predict future relapses [33, 34]. Although AQP4-ab thresholds triggering clinical relapses have not been established, and serum levels show wide variations both in individual patients and between patients, lesion distribution tends to correlate with areas of highest AQP4 expression and blood-brain barrier (BBB) permeability (e.g., area postrema) [7, 35, 36]. Another indirect sign pointing to the role of AQP4-ab-related disease mechanisms comes from the success of therapeutic strategies targeting humoral immune responses, such as plasma exchange [37, 38], or use of B-cell depleting therapies like rituximab [39, 40].

Further evidence has been observed in animal experiments. No animal models replicating spontaneous AQP4 autoimmunity exist. However, passive intravenous [41] or intraperitoneal transfer [42] of purified AQP4-ab from NMOSD patients and of human complement to rodents causes early AQP4 loss and astrocyte cytotoxicity, identical pathological features to those found in NMOSD [41, 42].

Growing evidence indicates AQP4-ab are synthetized peripherally, rather than intrathecally, subsequently entering the CNS through a disrupted BBB [25, 33]. Few NMOSD cases show AQP4-ab exclusively in CSF [43]. In line with this assumption AQP4-ab-plasmablasts are selectively increased in NMOSD patients, and maintained by elevated levels of IL-6 [44]. It has been postulated that AQP4-ab require an inflammatory background and BBB disruption, to induce CNS lesions [45]. Indeed, relative high levels of AQP4-ab are detected in many patients, even during remission [31]. Other evidence has indicated an inflammatory environment may not always be necessary for AQP4-ab to cross the BBB [46], as they may enter the CNS via circumventricular organs with fenestrated capillaries, or through blood vessels in the meninges or parenchyma [47]. AQP4-ab itself could induce direct damage to the BBB, since astrocytic endfeet is a constitutive element of the BBB [42].

The role of B cells and plasma cells, in NMOSD

The pathogenic role of AQP4-ab highlights the importance of B cells and plasma cells in NMOSD [48, 49]. CD19intCD27highCD38highCD180 B cells are selectively expanded in peripheral blood of patients. These cells have the phenotypic features of plasmablasts, and secrete AQP4-ab following IL-6 stimulation [50]. Notably, B cells found in CSF of NMOSD patients display signals of somatic B cell hypermutation, indicative of antigen recognition within the CNS. Similarly, elevated levels of B cell activating factor (BAFF), proliferation-inducing ligand (APRIL), CXCL13, and IL-6 are all found in CSF from NMOSD patients, likely exerting a critical role in AQP4-ab-producing cell recruitment and maintenance [51, 52]. Interestingly, eosinophils infiltrating the CNS (see below) may facilitate plasma cell survival and AQP4-ab production, through production of APRIL, IL-6, and IL-5 [48]. B cell contribution to NMOSD pathogenesis, however, may extend beyond the production of AQP4-ab. B cells could also play a critical role as antigen presenting cells for development of follicular effector T cells, which participate in B cell differentiation and isotype switching [53, 54], closing a positive feedback loop of potentially pathogenic B and T cell interaction. Furthermore, bystander activation may also result in production of B cell cytokines promoting NMOSD activity, including IL-6, TNF-α, and GM-CSF. IL-6 secretion by pro-inflammatory memory B cells in NMOSD may increase disease activity through different mechanisms, namely by (i) promoting plasmablast survival, (ii) stimulating AQP4-ab production, (iii) disrupting BBB integrity, and (iv) promoting pathogenic Th17 cell differentiation [55]. Lastly, a decrease in regulatory B cell numbers may impair function or reduce levels of IL-10, also worsening disease [56], although this mechanism needs further study.

T cells and NMOSD

AQP4-ab in NMO serum are IgG1, a subclass of mature IgG that requires help from T cells, indicating that AQP4-specific CD4+ T cells participate in the genesis of this adaptive humoral response [57]. Paucity of T cells in NMOSD lesions probably indicates they are not directly involved in lesion formation [25]. However, several observations show that T cells may act in the periphery disrupting tolerance and contributing to AQP4-ab production [25, 58]. Peripheral blood T cells from NMO patients and healthy controls proliferate in response to intact AQP4 and AQP4 peptides, with a robust T cell response in NMOSD patients to p61–80 [57]. Interestingly, AQP4 63–76 peptide contains the predicted binding motif for HLA-DRB1*0301 and HLA-DRB3*0202, two haplotypes overrepresented in some NMOSD populations [59, 60]. Several studies have shown that AQP4 antigenic stimulation polarizes the immune response toward a Th17 repertoire, and to secretion of Th17-associated cytokines such as IL-6 and IL-21 [61]. Th17 cells may compromise BBB integrity via IL-17 secretion, promoting endothelial activation, and stimulating trans-endothelial migration of neutrophils [62]. Meanwhile, increased CSF levels of IL-6 in NMOSD patients may favor survival of AQP4-specific Th17 cells, and inhibit FOXP3+ regulatory T cells at the same time [63]. Collectively, these observations highlight the potential role of AQP4-specific T cells as drivers of adaptive humoral as well as cellular immune responses in NMO pathogenesis.

Innate immunity in NMOSD

AQP4-ab binds to extracellular epitopes of AQP4 present on the astrocyte plasma membrane. This triggers astrocyte injury through complement-dependent cytotoxicity (CDC) and antibody-dependent cellular cytotoxicity (ADCC). In CDC, classical pathway activation begins when the multivalent protein C1q, binds to the conformational Fc determinant on IgG or IgM antibody–antigen complexes, producing cellular injury by formation of a pore-like membrane attack complex (MAC) [64]. In addition to MAC formation, complement activation produces factors C3a and C5a, which increase vascular permeability and provide a chemotactic gradient, resulting in recruitment of immune effector cells through the BBB, including neutrophils, basophils, eosinophils, mast cells, and macrophages [65]. Increased numbers of both neutrophils and eosinophils are found in the CSF of NMOSD patients [66], as well as in autopsy cases of NMO [29]. In ADCC, binding of neutrophils, macrophages, and NK cells to the Fc region of AQP4-ab, through Fcγ receptors, causes activation and degranulation, resulting in NMOSD lesions [67]. Both mechanisms may also cause cytotoxicity to nearby cells including oligodendrocytes and neurons, through bystander mechanisms [68, 69]. The role of complement in NMOSD pathogenesis is highlighted by the demonstration of pronounced perivascular deposition of immunoglobulins, mainly IgM, and complement C9neo antigen (the residual component of MAC), in active demyelinating lesions associated with prominent vascular fibrosis and hyalinization, both in active and inactive lesions [29].

Without complement, astrocytic membranes remain intact, but AQP4 is endocytosed with concomitant loss of Na+-dependent glutamate transport and loss of the excitatory amino acid transporter 2 (EAAT2), suggesting that EAAT2 and AQP4 exist in astrocytic membranes as a macromolecular complex. Impairment in glutamatergic homeostasis may contribute to neurotoxic events that lead to neuronal death, oligodendrocyte dysfunction, and consequent demyelination [70].

In addition to decrease in AQP4, loss of astrocytes, neuronal injury, and demyelination, microglia activation and macrophage infiltration are also prominent in NMOSD. Microglia/macrophage distribution is confined to regions with high expression of AQP4, surrounded by signs of complement activation [71]. The potential role of microglia activation in NMOSD has been recently studied in an animal model. AQP4-ab is known to elicit significant production of complement fraction C3 by astrocytes [72], and microglia express C3a receptor. Therefore, astrocytes can promote microglia activation through C3a, particularly during the pre-cytolytic phase [73]. Microglia activation also induces production of complement C1q, which in turn can promote axonal damage and neurodegeneration, independent of complement [74, 75].

Studies in experimental animal models as well as in human NMOSD lesions show polymorphonuclear leukocytes (PMNs) as the key determinants of BBB permeability and NMOSD lesion formation. Indeed, depletion of blood PMNs significantly reduces BBB disruption, a finding that has been confirmed in vivo using marked albumin tracer [76].

CSF neutrophil counts are elevated in about 60% of untreated NMOSD patients during relapses, but in only 20% during remission [66]. One study showed NMO patient sera contained elevated levels of neutrophil chemo-attractants CXCL5 and CXCL8, and the neutrophil protease, elastase [77]. In an NMO mouse model, tissue damage was dampened by neutrophil depletion and enhanced by neutrophil increase [78]. Immunostaining for neutrophil elastase (NE) showed perivascular neutrophils were degranulated, suggesting those circulating and entering the CNS, participated in NMOSD lesion development, through NE–dependent mechanisms. Furthermore, sivelestat, a small-molecule NE inhibitor, reduced disease severity [78].

One striking feature of active NMO lesions in the spinal cord is intense perivascular and meningeal infiltration of eosinophils, as well as of CCR3, the principal receptor for the chemokine eotaxin, and a potent eosinophil chemo-attractant [29]. Once activated, eosinophils release several cytotoxic proteins including eosinophil cationic protein (ECP), eosinophil-derived neurotoxin (EDN), eosinophil peroxidase (EPX), and major basic protein (MBP) [79].

Cerebrospinal fluid from patients with NMO contains higher levels of eotaxin-2, eotaxin-3, and ECP compared to healthy controls or multiple sclerosis patients [52]. In addition, stimulation of CSF cells from NMO patients with MOG results in increased IL-5 production [52]. Taken together, these observations indicate eosinophils can cause neural tissue damage in NMO, through ADCC and degranulation. The main pathological mechanisms involved in NMOSD are summarized in Fig. 2.

Fig. 2
figure 2

Pathophysiologic mechanisms and therapeutic targets for approved and experimental treatment options in NMOSD. AQP4-specific B cells differentiate in the periphery to plasma cells capable of producing anti-AQP4 antibodies (1), which penetrate the CNS and are deposited mainly on the feet of astrocytes. Specific T cells interact with B cells or dendritic cells, and in the presence of IL-6, IL-23, and TGF-β differentiate into Th17 cells. These in turn penetrate the CNS, facilitate the passage of AQP4-ab into the CNS via opening the blood brain barrier (BBB), and contribute to the recruitment of neutrophils (2). This inflammatory environment activates complement through C1q which binds to anti-AQP4-ab, induces C5 cleavage into activated fractions C5a and C5b, causing astrocyte injury through complement-dependent cytotoxicity (CDC) and antibody-dependent cellular cytotoxicity (ADCC). When C1q binds to conformational Fc determinants on IgG or IgM antibody–antigen complexes, it produces cellular injury by formation of the pore-like membrane attack complex (MAC) (3). In addition to MAC formation, complement activation produces factors C3a and C5a, which together with VEGF increase vascular permeability and provide a chemotactic gradient, resulting in recruitment of neutrophils, eosinophils, basophils, mast cells, NK cells and macrophages (4). These cells produce complement-independent damage of astrocytes through ADCC or degranulation involving Fc receptors. Mechanisms described above may also generate cytotoxicity in neighboring cells including oligodendrocytes and neurons through bystander effects (5). Experimental treatments or those in ongoing studies are represented in dotted line spaces. AQP4 aquaporin-4, CCP cytotoxic cationic proteins, IL interleukin, NE neutrophil elastase, NOS nitric oxide species, VEGF vascular endothelial growth factor

Treatment of neuromyelitis optica spectrum disorders

For decades, NMOSD treatment has been based on retrospective case series and consensus guidelines. Better knowledge of underlying disease mechanisms has allowed the identification of new therapeutic targets. Results from RCT targeting different pathways have been recently published, providing Class I evidence for use of different monoclonal antibodies [13, 19,20,21, 40, 80]. Additional therapies in development or undergoing trials for NMOSD have arisen as a result of improvements in our understanding of the pathogenesis of the disease.

Past and present treatments for acute disease phases

Acute treatment is critically important in NMOSD as exacerbations result in severe residual disability. Therefore, relapse therapies should be started early and aggressively [18]. Acute treatment objectives include suppressing acute inflammatory attacks, restricting CNS damage, and improving long-term neurological function.

Relapses are commonly treated with high-dose IV methylprednisolone (IVMP) 1 g/daily for 3–7 days, followed by tapered oral steroids [81]. Complete recovery after relapse has been observed in up to 35% of patients treated with IVMP [82, 83]. Timing is critical, IVMP within 5 days of AQP4 ON onset increases complete visual acuity (VA) recovery compared to starting later [84].

Plasma exchange (PLEX) every other day for 2 weeks (1.5 L volume, 5–7 treatments) or immunoadsorption are recommended within 5 days from NMOSD relapse onset, when response to IVMP is poor or absent [18]. PLEX can also be administered as first line therapy or simultaneously with IVMP in severe cases. In serious TM relapses, early PLEX was linked to full recovery compared to high-dose steroids (OR = 4.38, p = 0.006) [85]. Similarly, time from relapse onset to start of PLEX was a robust predictor of complete remission (40% within 2 days of symptom onset vs. 3.2% after 6 days) [84]. Moreover, 51% of patients treated with IVMP for 5 days followed by PLEX, recovered pre-relapse baseline status, compared with 16.6% of patients treated only with IVMP [82]. Degree of recovery decreased from 50% when PLEX was given immediately, to 1–5% when started after day 20, emphasizing the importance of early treatment [86]. If response is poor, IV immunoglobulin-G therapy (IVIgG) can be used. In a retrospective study on 10 NMOSD patients unresponsive to IVMP, IVIgG was effective in 50% of patients [87]. Unfortunately, a multicenter, single-blind, parallel-group, RCT on IVIG compared to standard therapy for TM treatment in adults and children (STRIVE study [NCT02398994]) was discontinued due to difficulties recruiting patients [88]. Recently, a retrospective study reported high-dose IVMP plus IVIgG was superior to high-dose of IVMP alone [89]. Further studies will be needed to confirm these findings.

Future treatments for acute disease

New therapies for acute NMOSD relapses, including bevacizumab, ublituximab, NPB-1, and HBM9161, are currently under investigation. Mechanism of action, doses used, and RCT results observed with these treatments are summarized in Tables 1 and 2.

Table 1 Mechanism of action of on-label and off-label therapies, and drugs in clinical trials used in the treatment of NMOSD
Table 2 Therapeutic options for NMOSD-related relapses

IV bevacizumab was evaluated in a phase 1b trial, as add-on therapy for treatment of ON and/or TM in NMOSD. Bevacizumab, an anti-angiogenic compound, which can restore the BBB proved effective and safe in 10 patients, with none requiring escalation to PLEX after high-dose IVMP plus IV bevacizumab, suggesting that this is a potent combination [90]. Ublituximab (LFB-R603) is a monoclonal antibody specifically binding to the trans-membrane antigen CD20, shortening infusion duration and lowering doses compared to other anti-CD20 monoclonal antibodies [91]. In a phase 1 open-label study to assess safety of acute B cell depletion in NMOSD patients with ON or TM relapses, patients received IV ublituximab at relapse onset plus high-dose of IVMP for 5 days. Ublituximab proved to be safe in all 5 patients and 4 of 5 showed improved disability scores [92]. Subcutaneous injection of HBM9161 is being evaluated in a phase 1, open-label dose exploration study, investigating safety/tolerability, pharmacodynamics, and efficacy in NMOSD patients experiencing relapses (NCT04227470). A phase 2 RCT of IVIgG (NPB-01) in AQP4-ab-positive NMOSD patients did not improve response when added to IVMP, but detailed results are not available. Finally, a new study comparing efficacy and safety of immunoadsorption and PLEX for acute relapse of refractory NMOSD (CAMPUS; NCT04064944) has been announced, but is not recruiting yet.

Long-term relapse prevention treatment: overall principles and objectives

To minimize permanent neurologic disability, long-term relapse prevention treatment is recommended for all patients who are diagnosed with NMOSD [18]. So far, no standard management has been agreed upon for first-line treatment or treatment switching. Figure 2 summarizes the main therapeutic targets in NMOSD.

Off label use of some older immunosuppressive agents such as AZA [93,94,95,96], MMF [97,98,99], and rituximab [100–106] have shown reductions in ARR, with disability stabilization in retrospective, prospective, and meta-analysis studies. Rituximab was also recently evaluated in a RCT (RIN-1) [40]. Tocilizumab has shown promising reductions in NMOSD relapse activity [80]. Advances in the understanding of immune mechanisms involved in NMOSD have led to three recent RCTs evaluating targeted monoclonal antibodies [13, 19,20,21, 40, 80]. Eculizumab was the first monoclonal approved by the Food and Drug Administration to prevent NMOSD relapses in AQP4-ab-positive patients in June 2019 [13], followed by Inebilizumab (June 2020) [21] and satralizumab (August 2020) [19, 20]. Primary outcome in all three trials was efficacy and safety in delaying first relapse after treatment [13, 19,20,21, 40, 80]. Mechanism of action, doses, and most relevant results of these drugs are summarized in Tables 1 and 3.

Table 3 Therapeutic options for long-term relapse prevention in NMOSD

Long-term relapse prevention treatment: old era

Azathioprine and mycophenolate mofetil

For full biologic effects to be observed, azathioprine (AZA) and mycophenolate (MMF) treatment require at least 4–6 months duration. Therefore, oral steroids should also be given, to provide an immunosuppressive bridge from treatment onset [18]. AZA and MMF have demonstrated efficacy in different studies of NMOSD patients, with significant reduction in ARR, and stabilization or improvement of EDSS scores (Table 3) [93,94,95,96,97,98,99,100,101,102,103,104,105,106]. In a prospective RCT comparing AZA to rituximab in NMOSD patients, AZA produced significant decrease in both ARR (54% of patients were relapse-free after 1 year) and in disability, with a drop in EDSS from 2.40 to 1.95 [94]. In a Brazilian study on 150 patients, 69% presented no accumulation of disability after 5-year follow-up [93]. Another multicenter retrospective study with 103 AQP4-ab-positive NMOSD patients showed 89% experienced significant ARR reduction on AZA (1.5 vs. 0.0), and 61% of patients were relapse-free, although no significant reduction in EDSS was reported [95]. Of note, AZA was discontinued in 62% of patients due to side effects ([SEs]; increased liver enzymes and pancytopenia) [95]. Rituximab and MMF were more efficacious than AZA in comparative effectiveness studies [103,104,105].

One recent study reported 50.7% of patients experienced a relapse on MMF, 59.7% continued on MMF, and 83% showed stabilization or improvement of disability at most recent follow-up [97]. In another study, 9 of 10 patients with ongoing relapse activity on MMF were switched to rituximab, and showed reduction or absence of new relapses [98].


In patients treated with rituximab, NMOSD activity has been correlated with B cell levels, but not AQP4-ab levels [106]. Two meta-analyses suggested relevant reduction of ARR with stabilization or improvement in EDSS [100, 102]. Comparative studies have shown rituximab is more effective than AZA and MMF in decreasing ARR and relapse severity as well as preventing new relapses [103,104,105]. Even when rituximab dosing was not optimal, failure rates were still lower than with AZA or MMF [103]. So far, only one phase 2/3, multi-center, double-blind, RCT (RIN-1) [40] evaluating rituximab in NMOSD patients has been conducted in Japan. Results showed that patients treated with rituximab experienced significantly lower ARR compared to placebo (0% vs. 37%) after 72-week follow-up. No statistical differences were observed in EDSS. However, the small number of patients, varying relapse history, concurrent use of high-dose steroids, and inclusion of AQP4-ab-positive patients only mean results need to be interpreted with caution.


Two open-label trials with IV tocilizumab in AQP4-ab-positive NMOSD patients, either as concomitant treatment or monotherapy, have demonstrated reduction in ARR [107, 108]. Tocilizumab has also been associated with clinical stabilization in NMOSD patients who failed one or more first-line treatments. Patients who were refractory to rituximab (highly active NMOSD) showed reduction in clinical and radiological activity after treatment with tocilizumab [107]. Of note, tocilizumab improved fatigue and neuropathic pain in a small trial of NMOSD patients, suggesting that the IL-6 pathway may be involved in these mechanisms [108]. Recently, an open-label, multicenter, phase 2 RCT evaluating safety and efficacy of tocilizumab vs. AZA in highly relapsing NMOSD (TANGO) [92] reported a significantly shorter median time to first relapse in the AZA group compared to the tocilizumab group. In addition, 47% of patients treated with AZA and 14% on tocilizumab experienced a relapse at 90 weeks. Moreover, SEs were reported in 83% of patients on AZA and 61% in the tocilizumab group [80]. Additionally, a phase 1/2 single center, open-label trial has been completed to determine if tocilizumab as monotherapy contributes to reduce ARR and improve disability in NMOSD patients who experienced relapses on immunosuppressive therapies (including rituximab). Results are not yet available (Table 3). Subcutaneous tocilizumab treatment has demonstrated similar effectiveness to IV administration [109].

Other treatments

Cyclophosphamide, methotrexate, and mitoxantrone, with or without concomitant steroids, were evaluated in uncontrolled retrospective studies [18, 21]. In all but one, disease stabilization was observed. One study reported that cyclophosphamide was ineffective and associated with SE [110].

Long-term relapse prevention treatment: present era


Efficacy and safety results of IV eculizumab were recently published from a time-to-event RCT (PREVENT trial) [13] conducted in AQP4-ab-positive NMOSD patients, with highly active disease. Relapses were determined by an independent committee and secondary outcomes included ARR, EDSS, and quality of life scales [13, 111]. Patients were randomized 2:1 to receive eculizumab or placebo (plus ongoing immunosuppressive treatment). Nearly 76% of patients were on concomitant immunosuppressive therapy (AZA, MMF, or oral steroids) during the trial [13, 111]. Patients who had received rituximab in the 3 months prior to the study were excluded. Approximately one-quarter confirmed efficacy of eculizumab as monotherapy [13, 111]. NMOSD patients (n = 143) receiving eculizumab experienced a relative risk reduction of 94% (hazard ratio [HR]: 0.06; p < 0.001) over the 48-week study period, compared to placebo (ARR 3% vs. 46%, respectively) [13]. Although patients on eculizumab had lower adjudicated ARR than placebo (0.02 vs. 0.35; p < 0.001), no statistical differences in EDSS or quality of life outcomes were observed between groups. Regarding safety, eculizumab showed a profile similar to that of placebo, even in the open-label extension study recently published [13]. Given the fact that eculizumab increases the risk of infection by encapsulated bacteria, particularly meningococcus, all patients received meningococcal vaccination 2-week prior to the first dose [111]. However, patients on eculizumab remain at risk for meningococcal disease even after receipt of meningococcal vaccines and some health care providers in the USA as well as public health agencies in other countries recommend prophylactic treatment with appropriate antibiotics for the duration of eculizumab treatment [112]. No cases of drug discontinuation or meningococcal infection were reported, although one case of Neisseria gonorrhoeae infection was observed in the open-label study [13].


Results on efficacy and safety of IV inebilizumab were recently published in a double-blind, RCT phase 2/3 (N-MOmentum trial) [21] in AQP4-ab-positive (n = 213) AQP4-ab-negative (n = 17), and MOG-ab positive (n = 7) NMOSD patients. All patients received concomitant oral steroids to reduce risk of relapse following B cell depletion. Relapses (defined specifically for this study) were confirmed by an adjudication panel (MRI confirmation of relapse was required in some cases). Secondary outcomes included EDSS worsening, change in low-contrast VA score, cumulative MRI lesions, and number of NMOSD-related hospitalizations. Immunosuppressant therapy use was allowed prior to trial with different wash-out periods and other laboratory parameters had to be normalized. Concomitant immunosuppression use was not allowed. Patients were randomized 3:1 to receive inebilizumab or placebo, to mitigate risk in the placebo group [111]. Inclusion criteria were at least 1 relapse within the previous 1 year, or at least 2 relapses within the past 2 years and an EDSS score of 8 or less [21, 111]. Patients who received inebilizumab experienced 73% relative risk reduction (HR: 0.272; p < 0.0001) in number of relapses over the 28-week study period compared to placebo (12% vs. 39%, respectively) [21]. This effect was more robust in AQP4-ab-positive patients (11% vs. 42%, respectively). Positive effects on secondary outcomes were also observed, except for low-contrast VA scores [21, 111]. Regarding safety, inebilizumab showed a favorable profile, similar to placebo. No deaths occurred throughout the randomized controlled period, although 2 patients discontinued treatment in the inebilizumab group due to SEs. Two deaths were reported in the open-label extension study, one of them not related to inebilizumab [111].


Results on efficacy and safety of subcutaneous satralizumab were recently published in two, time-to-event RCTs, conducted in AQP4-ab-positive and negative (~ 30% of the study population) NMOSD patients [19, 20]. The first study (Sakura-Sky) [19] was an add-on trial (AZA, MMF, or oral steroids, but not rituximab), and primary outcome was time to first protocol-defined relapse in the double-blind period, as adjudicated by committee blinded to clinical endpoints. Secondary outcomes included change in scale for pain and fatigue (FACIT-F) score [19]. Patients were randomized 1:1 to receive satralizumab or placebo (plus ongoing immunosuppressive treatment). Inclusion criteria required patients to have had at least 2 relapses within the previous 2 years, with one of these occurring within the past year, or at least 1 relapse within the past year. EDSS scores of 6.5 or less were allowed. Seven adolescents were enrolled (4 in the satralizumab and 3 in the placebo group). Patients who received satralizumab experienced a relative risk reduction of 62% in time to first relapse (HR: 0.38; p = 0.02; median double-blind treatment duration was 107.4 weeks for satralizumab and 32.5 weeks for placebo) compared to placebo (20% vs. 43%, respectively). AQP4-ab-positive patients showed 79% reduction in relapse risk and AQP4-ab-negative patients 34% [19]. At 96 weeks, 78% of patients receiving satralizumab were relapse-free, compared to 59% receiving placebo. At 48 and 96 weeks, 92% of AQP4-ab-positive patients on satralizumab were relapse-free. No change was observed in pain or fatigue scores from baseline [19, 111].

Satralizumab was also studied as monotherapy in a similar-design phase 3 study (SAkuraStar trial) [20]. Patients were randomized 2:1 to satralizumab or placebo. Unlike the SAkuraSky trial, concomitant immunosuppressant use was not allowed. Inclusion criteria and clinical endpoints were the same as in the SAkuraSky trial. Patients who received satralizumab as monotherapy experienced a relative risk reduction of 55% in time to first relapse (HR: 0.45; p = 0.01) compared to the placebo group (30% vs. 50%, respectively) [20]. At 96 weeks, 72% of patients receiving satralizumab were relapse-free, compared to 51% of patients on placebo. The response was more robust in the AQP4-ab-positive patients (77% vs. 41%) [20, 111].

Satralizumab showed a favorable safety profile in both studies. No death or anaphylactic reactions were observed. Only one patient in the SAkuraStar trial discontinued treatment due to pneumonia [19, 20, 111].

Long-term relapse prevention treatment: future era

New drugs including BAT4406F, SHR1459, ravulizumab, bortezomib, cetirizine, telitacicept, and autologous hematopoietic stem cell transplantation (HSCT) are currently under investigation in ongoing RCTs (Tables 1 and 3).

A phase I RCT on safety, tolerability, and pharmacokinetics of BAT4406F (a fully humanized anti-CD20 monoclonal antibody) through intravenous infusion will be starting soon in NMOSD patients (NCT04146285), as will an open-label phase 2 trial evaluating efficacy and safety of SHR1459 (Bruton’s Tyrosine Kinase Inhibitor) in (NCT04670770).

Ravulizumab, a molecule derived from eculizumab, is a second generation anti-C5 complement protein, with an extended serum half-life (three- to four-fold) [113]. A phase 3, external placebo-controlled, open-label, multicenter study evaluating efficacy and safety of ravulizumab in NMOSD patients is currently underway (NCT04201262).

Bortezomib, a proteasome inhibitor used in the treatment of multiple myeloma, has been studied in a cohort of Chinese patients [114]. Four out of 5 patients receiving bortezomib as rescue therapy were relapse-free at 1 year. Stabilization was associated with decrease in serum AQP4-ab titers, as well as in peripheral plasma cell and precursor B cell counts [114]. Phase 2 has been completed, but results are not yet available.

A small pilot study on cetirizine (a second-generation antihistamine) as add-on therapy reduced ARR at 1-year of follow-up, although no significant difference in EDSS scores were observed [115]. Further research will be needed to confirm these results.

An ongoing phase 3 randomized, placebo-controlled study is evaluating telitacicept, an inhibitor of B lymphocyte stimulator (BlyS) and of APRIL [116], in AQP4-ab-positive NMOSD patients without recent immunosuppressive treatment (NCT03330418). This drug was recently approved for treatment of lupus, after showing efficacy and safety in a pivotal phase 2b trial (NCT02885610).

Another study showed prolonged drug-free remission in 11 NMOSD patients with seroconversion of positive AQP4-ab status to negative, following non-myeloablative autologous hematopoietic stem cell transplant HSCT [117]. Most recently, a meta-analysis evaluating autologous HSCT in 31 NMOSD patients showed 76% progression-free survival and 0% transplant-related mortality in treated patients [118].

Finally, aquaporumab a targeted non-immunosuppressive therapy has shown effects in AQP4-ab-positive NMOSD cell cultures [119].

Therapeutic considerations in pregnancy and pediatric NMOSD patients

Trophoblasts in the placenta express AQP4 and are exposed to maternal blood containing AQP4-ab [120]. Several studies have shown women with NMOSD are at increased risk of relapse, particularly postpartum [121, 122]. However, available data is insufficient to precisely define risk of relapse during pregnancy [121,122,123,124,125]. MMF, methotrexate, or mitoxantrone are contraindicated in pregnant women. AZA, rituximab, eculizumab, and steroids appear to be relatively safe and may be continued, depending on disease severity [123,124,125]. Additionally, tocilizumab may be also be an option in pregnant women with severe NMOSD [125].

Previous studies have identified relapsing NMOSD in pediatric patients [126, 127]. Although the list of new treatments for adults with NMOSD is increasing, only one trial (Sakura-Sky) [19] has included pediatric patients (over the age of 12). Pediatric NMOSD patients should be prescribed immunosuppressive treatment. Until more experience is gained with newer agents, therapeutic options available for this age group include rituximab, AZA, or MMF [127].

Conclusions and future perspectives

During the last two decades, knowledge on the pathophysiological mechanisms involved in NMOSD has advanced significantly. In addition, new diagnostic features have been described, opening the door to new therapeutic targets. A clear demonstration of this, are the 3 new monoclonal antibodies, targeting 3 different disease pathways, showing efficacy in recent phase III-controlled trials [13, 19,20,21]. Although this has shifted broad immunosuppression to more narrow treatment targets, unmet needs persist in NMOSD patients. Therapies improving regeneration and restoring functionality are missing, and AQP4-ab-negative patients are underrepresented or absent from most clinical trials, so that confirmation of the underlying disease mechanism has not been possible in this particular patient group [19, 20]. Thus, the absence of observed efficacy in AQP4-ab-negative NMOSD patients may be attributable to the greater degree of disease heterogeneity within the general AQP4-ab-negative subpopulation [18,19,20]. These findings could be also interpreted as that some AQP4-ab-negative patients with clinical and neuroradiological features of NMOSD have a different underlying antibody target [10]. This could be partially explained by the presence of MOG-ab in a subgroup of the AQP4-ab-negative patients [15, 21]. Although AQP4-ab-negative patients are considered in the 2015 NMOSD diagnostic criteria [10], a large diagnostic disagreement was reported in this subgroup of patients even among experts in this field [128], since the criteria were not consistently used.

Long-term impact of recently developed drugs remains to be established. Which is the best drug to initiate treatment? Does aggressiveness of disease condition drug selection? Is there really one compound that is more effective than another? How do we evaluate suboptimal response to treatment? These are all unanswered questions. In MS, some clarity on these issues has been achieved. Although desirable, head-to-head superiority studies involving different drugs are currently underway; they are difficult to complete given the low prevalence of disease, paucity of relapses in treated patients, and the heterogeneity of the study populations. Hopefully, prospective multi-center, real-life studies will provide high-level evidence-based information, on the best treatment regimens, as well as their long-term effects. Finally, can long-term treatment be discontinued in the absence of disease activity? This is a critical problem for patients who have to weigh life-long immunosuppressive treatment, against risk of relapse and the burden of disability. Currently, there is no consensus regarding the optimum duration of long-term preventive treatment, and therefore a frequent clinical dilemma is the feasibility of treatment withdrawal in patients who have achieved a sustained period of clinical stability. However, immunosuppressant therapies discontinuation may increase the risk of relapse in AQP4-ab-positive NMOSD patients even after 5 years of remission [129]. For this reason, induction of immune tolerance [130], although a very recent concept, is a fascinating new alternative well worth exploring to avoid the need for long-term drug administration in NMOSD patients.

Availability of data and materials

The datasets generated and/or analyzed during the current study are not publicly available but are available from the corresponding author upon reasonable request.





Central nervous system


Annualized relapse rates


Randomized clinical trials


Orthogonal arrays of particles






Acute disseminated encephalomyelitis


Glial fibrillary acidic protein


Membrane attack complex


Cerebrospinal fluid




Blood-brain barrier


B cell activating factor


Proliferation-inducing ligand


Complement-dependent cytotoxicity


Antibody-dependent cellular cytotoxicity


Excitatory amino acid transporter 2


Polymorphonuclear leucocytes


Eosinophil cationic protein


Eosinophil-derived neurotoxin


Eosinophil peroxidase


Major basic protein


Immunoglobulin G


Immunoglobulin M


Intravenous methylprednisolone


Longitudinally extensive transverse myelitis


Myelin oligodendrocyte glycoprotein


Magnetic resonance imaging


Multiple sclerosis


Neuromyelitis optica


NMO spectrum disorder


Oligoclonal IgG bands


Optic neuritis


transverse myelitis


Area postrema syndrome


Plasma exchange




Side effects


Visual acuity


Autologous hematopoietic stem cell transplantation


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The authors are grateful to Ms. Adriana Zufriategui for the design and drawing of the figures.


The Article Processing Charge was funded by The Guthy-Jackson Charitable Foundation (E.C.C).

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Design and conceptualization of the review, manuscript drafting, and critical revision of the manuscript for important intellectual content: ECC and JC. Both authors equally contributed to this manuscript. The author(s) read and approved the final manuscript.

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Edgar Carnero Contentti has received reimbursement for developing educational presentations, educational and research grants, consultation fees, and/or travel stipends from Biogen, Bayer, Genzyme, Merck, Novartis, Roche, Raffo, and Teva. ECC has also received grants from LACTRIMS and Guthy-Jackson Charitable Foundation. Jorge Correale is a board member of Merck-Serono Argentina, Novartis Argentina, Genzyme LATAM, Genzyme global, Biogen-Idec LATAM and Merck-Serono LATAM. He is part of the Steering Committee for the clinical trials of Ofatumumab (Novartis Global). JC has received reimbursement for developing educational presentations for Merck-Serono Argentina, Merck-Serono LATAM, Biogen-Idec Argentina, Genzyme Argentina, Novartis Argentina, Novartis LATAM, Novartis Global and Roche Argentina, as well as professional travel/accommodation stipends.

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Carnero Contentti, E., Correale, J. Neuromyelitis optica spectrum disorders: from pathophysiology to therapeutic strategies. J Neuroinflammation 18, 208 (2021).

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  • Neuromyelitis optica spectrum disorders (NMOSD)
  • Aquaporin-4-antibody
  • Astrocyte
  • Complement
  • Neuroinflammation
  • Treatment
  • Ongoing trials